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Conor Blair Sullivan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-05
TX RA APPROVED 2019-05-24
  • CA RA
    APPROVED
    Since 2022-07-05
  • TX RA
    APPROVED
    Since 2019-05-24

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Chicago IL 10/2013 09/2017
Fisher Investments Plano TX 10/2017 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2019 Present
Bank Of America, N.A. Dallas TX 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-27
  • S66 Uniform Combined State Law Examination
    2014-01-27
Other Names
  • Conor Blair Sullivan
  • Conor Sullivan
  • Sullivan Blair Sullivan

View on SEC IAPD

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