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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-18
MI RA APPROVED 2014-03-14
  • TX RA
    APPROVED
    Since 2014-03-18
  • MI RA
    APPROVED
    Since 2014-03-14

Branch Locations

2025 E Beltline Se Ste 501, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Grand Rapids MI 10/2013 11/2016
Wells Fargo Clearing Services, Llc Grand Rapids MI 11/2016 Present
Other Businesses

RADIO BROADCASTER; NON-INV RELATED; GRAND RAPIDS, MI ; TITLE: RADIO PERSONALITY/COLOR COMMENTATOR; START: 11/15/2014; HOURS: 12 PER MONTH- 0 DURING TRADING; DUTIES: COMMENTARY FOR RADIO BROADCASTS| KENT COUNTY PARKS FOUNDATION; INVESTMENT RELATED; GRAND RAPIDS,MI; COMMITTEE MEMBER; START DATE 05/01/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 2; ATTEND QUARTERLY BOARD MEETINGS TO DISCUSS THE INVESTMENT FIRM SELECTION INITIALLY AND THEN BE A PART OF THE ANNUAL REVIEW. MY ROLE WILL MOSTLY BE AS A SOUNDING BOARD FOR IDEAS AND MAKING SURE THE COMMITTEE IS ASKING THE RIGHT QUESTIONS IN THE SELECTION PROCESS, AS WELL AS HELPING THE FOUNDATION REVIEW THE PERFORMANCE AND STRATEGY OF THE SELECTED MANAGEMENT FIRM ON AN ANNUAL/SEMI-ANNUAL BASIS.| CHILDREN'S HEALING CENTER, INVT RELATED, GRAND RAPIDS, MI, FINANCIAL DEVELOPEMTN COMMITTEE MEMBER, START DATE 5/1/2017, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO BRING AWARENESS AND TO PROVIDE FINANCIAL DEVELOPMENT.| DN BASKETBALL LLC; NOT INV. RELATED; ADA,MI; 100% OWNERSHIP; COMMUNITY INVOLVEMENT; START DATE 03/01/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER AND DIRECTOR OF YOUTH BASKETBALL CAMP.| DURABLE POWER OF ATTORNEY FOR KRISTINE K NEITZEL; NOT INV RELATED; GRAND RAPIDS, MI; POA; START DATE 01/31/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-13
  • S66 Uniform Combined State Law Examination
    2014-03-13

View on SEC IAPD

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