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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-03-18 |
| MI | RA | APPROVED | 2014-03-14 |
Branch Locations
2025 E Beltline Se Ste 501, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Grand Rapids | MI | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Grand Rapids | MI | 11/2016 | Present |
RADIO BROADCASTER; NON-INV RELATED; GRAND RAPIDS, MI ; TITLE: RADIO PERSONALITY/COLOR COMMENTATOR; START: 11/15/2014; HOURS: 12 PER MONTH- 0 DURING TRADING; DUTIES: COMMENTARY FOR RADIO BROADCASTS| KENT COUNTY PARKS FOUNDATION; INVESTMENT RELATED; GRAND RAPIDS,MI; COMMITTEE MEMBER; START DATE 05/01/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 2; ATTEND QUARTERLY BOARD MEETINGS TO DISCUSS THE INVESTMENT FIRM SELECTION INITIALLY AND THEN BE A PART OF THE ANNUAL REVIEW. MY ROLE WILL MOSTLY BE AS A SOUNDING BOARD FOR IDEAS AND MAKING SURE THE COMMITTEE IS ASKING THE RIGHT QUESTIONS IN THE SELECTION PROCESS, AS WELL AS HELPING THE FOUNDATION REVIEW THE PERFORMANCE AND STRATEGY OF THE SELECTED MANAGEMENT FIRM ON AN ANNUAL/SEMI-ANNUAL BASIS.| CHILDREN'S HEALING CENTER, INVT RELATED, GRAND RAPIDS, MI, FINANCIAL DEVELOPEMTN COMMITTEE MEMBER, START DATE 5/1/2017, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO BRING AWARENESS AND TO PROVIDE FINANCIAL DEVELOPMENT.| DN BASKETBALL LLC; NOT INV. RELATED; ADA,MI; 100% OWNERSHIP; COMMUNITY INVOLVEMENT; START DATE 03/01/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER AND DIRECTOR OF YOUTH BASKETBALL CAMP.| DURABLE POWER OF ATTORNEY FOR KRISTINE K NEITZEL; NOT INV RELATED; GRAND RAPIDS, MI; POA; START DATE 01/31/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-13 |
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