Matthew James Mullally

Mml Investors Services, LLC

CRD 6260363

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-18

NY RA
APPROVED

Since 2025-07-18

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	East Hills	NY	06/2025	Present
Mml Investors Services, Llc	East Hills	NY	06/2025	Present
Self Employed	Lido Beach	NY	07/2022	05/2025
Geico	Woodbury	NY	12/2019	07/2022
Self Employed	Gumi		01/2017	12/2019
Poly English Academy	Gumi		01/2015	01/2017

06/2025 → Present

Massmutual Life Insurance Co

East Hills, NY
06/2025 → Present

Mml Investors Services, Llc

East Hills, NY
07/2022 → 05/2025

Self Employed

Lido Beach, NY
12/2019 → 07/2022

Geico

Woodbury, NY
01/2017 → 12/2019

Self Employed

Gumi
01/2015 → 01/2017

Poly English Academy

Gumi

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-02
S63	Uniform Securities Agent State Law Examination	2013-12-04

S66 Uniform Combined State Law Examination

2025-05-02
S63 Uniform Securities Agent State Law Examination

2013-12-04

View on SEC IAPD

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