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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-22
CA RA APPROVED 2015-12-22
  • TX RA
    APPROVED
    Since 2016-01-22
  • CA RA
    APPROVED
    Since 2015-12-22

Branch Locations

610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States

Tustin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Newport Beach CA 08/2013 Present
Other Businesses

Name of Entity: NRD Works LLC Non-Investment related Address of Entity: 21 Gramercy 421 Irvine, CA 92612 Nature of OBA: E-Commerce, Sell Computer Parts Online Position/Title/Relationship: Owner - Active Start Date: 10/01/22 Time Devoted: 0; 0 during securities trading hours Duties: I design the parts and order them.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22

View on SEC IAPD

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