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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-12-23
  • NJ RA
    APPROVED
    Since 2013-12-23

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Florham Park NJ 10/2013 11/2016
Wells Fargo Clearing Services, Llc Florham Park NJ 11/2016 Present
Other Businesses

CO-TRUSTEE FOR MOTHER; INV RELATED; DENVILLE, NJ; START: 5/1/17; 0 HRS/MO; 0 DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, DENVILLE, NJ, START: 8/7/2024, 4 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-18
  • S66 Uniform Combined State Law Examination
    2013-12-18

View on SEC IAPD

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