Jonathan Michael Brown

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-05-31
MD	RA	APPROVED	2023-05-31
TX	RA	APPROVED	2023-05-31

CA RA
APPROVED

Since 2023-05-31
MD RA
APPROVED

Since 2023-05-31
TX RA
APPROVED

Since 2023-05-31

Branch Locations

Fremont, CA • United States

3717 Decatur Avenue Ste 2, Kensington, MD 20895-2148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fairfax	VA	10/2013	05/2019
Independent Financial Partners	Fairfax	VA	02/2014	05/2023
Ifp Securities, Llc	Fairfax	VA	05/2019	05/2023
Ameriprise Financial Services	Kensignton	MD	05/2023	05/2023
Ameriprise Financial Services, Llc	Kensington	MD	03/2020	03/2020
Ameriprise Financial Services, Llc.	Kensington	MD	05/2023	Present

10/2013 → 05/2019

Lpl Financial Llc

Fairfax, VA
02/2014 → 05/2023

Independent Financial Partners

Fairfax, VA
05/2019 → 05/2023

Ifp Securities, Llc

Fairfax, VA
05/2023 → 05/2023

Ameriprise Financial Services

Kensignton, MD
03/2020 → 03/2020

Ameriprise Financial Services, Llc

Kensington, MD
05/2023 → Present

Ameriprise Financial Services, Llc.

Kensington, MD

Previous Registrations

2014-02-28 → 2023-06-27

Independent Financial Partners

Fairfax, VA

Pleasant Hill, CA

Pleasant Hill, CA

Other Businesses

Independent Insurance Brokering; Midland Insurance; 09/01/2015; Universal Life / MetLife Insurance; 10/01/2015; Fixed Annuity. Outside Employment; Lyft Driver; I am just a driver, and I supply the car and fuel.; Provide pick up and drop off services for people who need a car ride to another destination for Lyft.; 1014 Deltaview Lane, , Bay Point, CA, 94565; Not Investment-Related; 10/21/2025; 10 to 19 hours per month; 0 during trading hours / DoorDash; I am just a delivery driver, and I supply my own car and fuel.; Provide pick up and drop off services for people who need food delivered by DoorDash.; 1014 Deltaview Lane, , Bay Point, CA, 94565; Not Investment-Related; 10/21/2025; 10 to 19 hours per month; 0 during trading hours / Uber; I am just a driver, and I provide the car and gas.; Provide pick up and drop off services for people who need a car ride to another destination for Uber.; 1014 Deltaview Lane, , Bay Point, CA, 94565; Not Investment-Related; 10/21/2025; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-26

S66 Uniform Combined State Law Examination

2014-02-26

Other Names

Jonathan Brown

View on SEC IAPD