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Caitlin Quirey Erickson

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-08-09
  • NC RA
    APPROVED
    Since 2017-08-09

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Impeccable Pig Charlotte NC 06/2013 Present
Wells Fargo Advisors, Llc. Charlotte NC 09/2013 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
  • 06/2013 → Present
    The Impeccable Pig
    Charlotte, NC
  • 09/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Charlotte, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-07
S63 Uniform Securities Agent State Law Examination 2014-01-22
  • S66 Uniform Combined State Law Examination
    2017-08-07
  • S63 Uniform Securities Agent State Law Examination
    2014-01-22
Other Names
  • Caitlin Quirey Mccormick

View on SEC IAPD

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