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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| AL | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2024-06-10 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 02/2018 | 05/2019 |
| Unemployed | Charlotte | NC | 07/2017 | 02/2018 |
| Pnc Investments | Charlotte | NC | 05/2019 | 10/2021 |
| Empower Financial Services, Inc. | Greenwood Village | CO | 12/2021 | 05/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 12/2021 | 05/2024 |
| Tiaa | Frisco | TX | 05/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 05/2024 | Present |
| Wells Fargo Advisors, Llc | Charlotte | NC | 11/2014 | 07/2017 |
| Wells Fargo | Charlotte | NC | 05/2014 | 07/2017 |
ASAHIA SMITH POSITION: Notary Signing Agent NATURE: I operate as notaryfrom time to time.I no longer plan to use my notary stamp to notarize financial documents. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2023 ADDRESS: Home Address, The Colony TX 75056-1283, United States DESCRIPTION: Notary Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-25 |
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