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Karla Lee Ukman

LPl Financial LLC

Fort Mill, SC

Ballwin, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-11-21
TX RA APPROVED 2022-11-21
  • MO RA
    APPROVED
    Since 2022-11-21
  • TX RA
    APPROVED
    Since 2022-11-21

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Ballwin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. St. Louis MO 01/2015 11/2022
Lpl Financial Llc Fenton MO 11/2022 07/2026
Lpl Financial Llc Fort Mill SC 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-09
S63 Uniform Securities Agent State Law Examination 2014-03-12
  • S65 Uniform Investment Adviser Law Examination
    2020-12-09
  • S63 Uniform Securities Agent State Law Examination
    2014-03-12

View on SEC IAPD

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RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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