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Roxanna M Bruss

Cetera Investment Advisers LLC

De Pere, WI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-02-08
  • WI RA
    APPROVED
    Since 2016-02-08

Branch Locations

820 Main Ave, De Pere, WI 54115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Shore Bank De Pere WI 02/2016 Present
Cetera Investment Services Llc St. Cloud MN 02/2016 Present
Cetera Investment Advisers Llc De Pere WI 02/2016 Present
  • 02/2016 → Present
    North Shore Bank
    De Pere, WI
  • 02/2016 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2016 → Present
    Cetera Investment Advisers Llc
    De Pere, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-29
  • S66 Uniform Combined State Law Examination
    2014-09-29
Designations
Other Names
  • Roxanna Marie Billington

View on SEC IAPD

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