Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-12-09
  • TX RA
    APPROVED
    Since 2013-12-09

Branch Locations

2820 Flower Mound Rd, Flower Mound, TX 75022 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

5936 W Park Blvd, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Flower Mound TX 05/2003 Present
Wells Fargo Advisors Llc Flower Mound TX 10/2013 11/2016
Wells Fargo Clearing Services, Llc Flower Mound TX 11/2016 Present
  • 05/2003 → Present
    Wells Fargo Bank Na
    Flower Mound, TX
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    Flower Mound, TX
  • 11/2016 → Present
    Flower Mound, TX
Other Businesses

SCOUT AND CELLAR; NOT INVESTMENT RELATED; FARMERS BRANCH,TX; INDEPENDENT CONSULTANT; START DATE 04/01/2021; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; SUBMITTING ELECTRIC ORDERS OF WINE FROM CLIENTS. CO-TRUSTEE OF MOTHER'S TRUST; INV. RELATED; FLOWER MOUND, TX; START DATE 11/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
  • S66 Uniform Combined State Law Examination
    2013-12-09

View on SEC IAPD

More in Flower Mound, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor