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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists | Schaumburg | IL | 06/2016 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 02/2017 | Present |
| Sclafani Wealth Advisors | Glendale | CA | 09/2018 | Present |
1) SCLAFANI WEALTH ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 09/2018, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2) NAME OF OTHER BUSINESS: SCOUTING AMERICA, VERDUGO HILLS COUNCIL INVESTMENT RELATED: NO ADDRESS: 421 N. GLENDALE AVE. NATURE OF BUSINESS: BOARD START DATE: 5/20/2026 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEETINGS, PLANNING, FUNDRAISING AND OVERSIGHT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-01 |
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