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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-02-05
  • MI RA
    APPROVED
    Since 2025-02-05

Branch Locations

Plymouth, MI • United States

1441 W Long Lake Rd Ste 250, Troy, MI 48098-4436 • United States

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Southfield MI 09/2014 03/2017
Foresters Financial Services Farmington Hills MI 03/2017 08/2019
Securian Financial Services Inc St. Paul MN 09/2019 08/2023
Wealth Strategies Financial Group Southfield MI 09/2019 02/2024
Cetera Advisor Networks Llc Southfield MI 08/2023 02/2024
Cetera Investment Advisers Llc Schaumburg IL 08/2023 02/2024
Aurora Securities Inc. Troy MI 02/2024 12/2024
Secure Asset Management Llc Troy MI 02/2024 12/2024
Ameriprise Financial Services, Llc Minneapolis MN 01/2025 Present
  • 09/2014 → 03/2017
    Foresters Financial Services
    Southfield, MI
  • 03/2017 → 08/2019
    Foresters Financial Services
    Farmington Hills, MI
  • 09/2019 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 09/2019 → 02/2024
    Wealth Strategies Financial Group
    Southfield, MI
  • 08/2023 → 02/2024
    Cetera Advisor Networks Llc
    Southfield, MI
  • 08/2023 → 02/2024
    Schaumburg, IL
  • 02/2024 → 12/2024
    Aurora Securities Inc.
    Troy, MI
  • 02/2024 → 12/2024
    Troy, MI
  • 01/2025 → Present
    Minneapolis, MN
Previous Registrations
  • 2024-02-06 → 2024-12-31
    Troy, MI
  • 2023-08-10 → 2024-02-05
    Southfield, MI
  • 2019-09-26 → 2023-08-10
    Securian Financial Services, Inc.
    Southfield, MI
    St. Paul, MN
  • 2018-12-13 → 2019-06-20
    Foresters Advisory Services, Llc
    Farmington Hills, MI
Other Businesses

Name of Activity: BRSK Management, LLC; Date Activity Started/Modified/Ended: 3/1/2018; Address: P. O. Box 700042, Plymouth MI, 48170; Type of Activity: Other - property management; Role/Relationship: Other - Member, no active duties; Responsibilities: none; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-23
S63 Uniform Securities Agent State Law Examination 2014-04-10
  • S65 Uniform Investment Adviser Law Examination
    2018-10-23
  • S63 Uniform Securities Agent State Law Examination
    2014-04-10
Other Names
  • Susanne Kullen

View on SEC IAPD

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