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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-09
  • TX RA
    APPROVED
    Since 2016-11-09

Branch Locations

2211 Norfolk St., Suite 120, Houston, TX 77098 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Rosharon, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lifebridge Financial Group Houston TX 09/2013 Present
Voya Financial Advisors Houston TX 09/2014 11/2016
Kestra Investment Services, Llc Houston TX 11/2016 Present
Kestra Advisory Services, Llc Houston TX 11/2016 Present
  • 09/2013 → Present
    Lifebridge Financial Group
    Houston, TX
  • 09/2014 → 11/2016
    Voya Financial Advisors
    Houston, TX
  • 11/2016 → Present
    Kestra Investment Services, Llc
    Houston, TX
  • 11/2016 → Present
    Houston, TX
Previous Registrations
Other Businesses

Business Name: Michael G. Rudelson, Inc. DBA LifeBridge Financial Group Investment Related: Yes Address: 2211 Norfolk St., Ste 120 Houston TX 77098 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/2/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: -Write comprehensive financial plans for clients -Provide advice to clients regarding their portfolio/financial plans -Acquire new clients -Assist with various administrative mattersBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor/Investment Advisor Representative Start Date: 8/15/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Help clients develop financial goals, write comprehensive financial plans for clients, assist clients in prioritizing financial objectives, oversee investment portfolios via advisory accounts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-30
S63 Uniform Securities Agent State Law Examination 2014-07-30
  • S65 Uniform Investment Adviser Law Examination
    2014-10-30
  • S63 Uniform Securities Agent State Law Examination
    2014-07-30
Other Names
  • Selena Landis

View on SEC IAPD

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