Thomas Joseph Farrell

Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → Present
  Knights Of Columbus
  New Haven, CT
• 12/2016 → 04/2019
  20/20 Finacial Solutions, Inc.(Massmutual Greater Long Island)
  Ronkonkoma, NY
• 01/2014 → 11/2016
  Forest Hills Financial Group (Guardian Life)
  Melville, NY
• 04/2021 → Present
  Knights Of Columbus Asset Advisors, Llc
  New Haven, CT

Previous Registrations

• 2021-08-17 → 2024-04-19
  Knights Of Columbus Asset Advisors Llc
  Holtsville, NY
  New Haven, CT

Other Businesses

Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 05/01/2019 80 hours monthly. New Haven, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-13