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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
MS RA APPROVED 2021-02-16
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • MS RA
    APPROVED
    Since 2021-02-16

Branch Locations

215 S Railroad Avenue, Brookhaven, MS 39601-3331 • United States

Brookhaven, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Brookhaven MS 10/2019 03/2020
Ameriprise Financial Brookhaven MS 10/2013 10/2019
Ameriprise Financial Services, Llc Brookhaven MS 03/2020 Present
  • 10/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Brookhaven, MS
  • 10/2013 → 10/2019
    Ameriprise Financial
    Brookhaven, MS
  • 03/2020 → Present
    Brookhaven, MS
Other Businesses

Real Estate Ownership; Single Family; 3785 Bouie Mill Rd NW, , Brookhaven, MS, 39601; Not Investment-Related; 06/01/2020 / Lot/Land; Near Beaver Creek Damn Rd, , Wesson, MS, 39191; Not Investment-Related; 07/14/2026. Outside Employment; Kevin L Murphy, LLC; AFA working with Kevin Murphy, Ameriprise Franchise Advisor; Manage advisory business; 215 S Railroad Ave, , Brookhaven, MS, 39601; Investment-Related; 02/28/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-02
  • S66 Uniform Combined State Law Examination
    2020-10-02
Other Names
  • Mindy Hedgepeth
  • Mindy Hedgepeth-Smith

View on SEC IAPD

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