Sydney E Kimball

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 09/2018
  J Philip Bender
  Stamford, CT
• 12/2013 → 08/2019
  Northwestern Mutual Investment Services, Llc
  Stamford, CT
• 06/2016 → 08/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2018 → 08/2019
  Alex Beilin
  Stamford, CT
• 08/2019 → 07/2021
  Unemployed
  Denver, NC
• 08/2021 → Present
  Ubs Financial Services Inc
  Charlotte, NC

Previous Registrations

• 2014-08-06 → 2019-09-09
  Northwestern Mutual Investment Services, Llc
  Stamford, CT

Exams

• S66 Uniform Combined State Law Examination
  2014-08-05