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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-03-21 |
Branch Locations
903 West Broad Street, Falls Church, VA 22046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yeakel & Associates | Falls Church | VA | 10/2013 | Present |
| Cetera Advisors Llc | Denver | CO | 11/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1)YEAKEL & ASSOCIATES, NOT INVESTMENT RELATED, ADDRESS IS SAME AS REGISTERED LOCATION, CPA SERVICES INCLUDING TAX, ACCOUNTING AND NON-ATTEST SERVICES, START OCTOBER 2013, 30 HOURS PER WEEK - VARIES DURING TRADING HOURS, PROVIDE SUPPORT SERVICES FOR CPAS IN OFFICE. 2)DBA: CUSTOM FINANCIAL SERVICES, INVESTMENT RELATED, ADDRESS IS SAME AS REGISTERED LOCATION, INVESTMENT SERVICES, START OCTOBER 2013, 10 HOURS PER WEEK - DURING TRADING HOURS, ASSOCIATE. 3)DANCO MARKETING, NOT INVESTMENT RELATED, ADDRESS IS THE RESIDENTIAL LOCATION, ENTERS SELF CONTESTS AND SWEEPSTAKES WITH PRECISION AND CALCULATION TO FACILITATE WINNING, START 1995, 10 HOURS PER WEEK - NOT DURING TRADING HOURS, SOLE PROPRIETOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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