Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Tempe | AZ | 12/2016 | 04/2021 |
| Northern Trust Securities, Inc. | Tempe | AZ | 12/2016 | 04/2021 |
| Shurwest | Scottsdale | AZ | 07/2016 | 10/2016 |
| Morgan Stanley | Baltimore | MD | 05/2021 | 03/2024 |
| Unemployed | Phoenix | AZ | 11/2016 | 12/2016 |
| Desert Mountain Club, Inc. | Scottsdale | AZ | 06/2017 | 12/2019 |
| Massmutual | Springfield | MA | 05/2025 | Present |
| Mml Investors Services, Llc | Odenton | MD | 06/2025 | Present |
| Unemployed | Odenton | MD | 03/2024 | 05/2025 |
1) NAME: My Dream Travel INV REL: N ADD: Residential Address NATURE: Home-based travel agency POSITION: Director START DATE: 01/01/2025 NO. HR/MO: 15-20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I'm involved with operations, lead marketing efforts, and handle payroll on a part-time basis. 2) NAME: Uber INV REL: N ADD: Residential Address NATURE: Uber Driver POSITION: Uber Driver START DATE: 10/01/2025 NO. HR/MO: 75-80 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Driving Uber passengers/clients to their destinations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-30 |
Reach out to this advisor