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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-16
  • MD RA
    APPROVED
    Since 2025-06-16

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Odenton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Tempe AZ 12/2016 04/2021
Northern Trust Securities, Inc. Tempe AZ 12/2016 04/2021
Shurwest Scottsdale AZ 07/2016 10/2016
Morgan Stanley Baltimore MD 05/2021 03/2024
Unemployed Phoenix AZ 11/2016 12/2016
Desert Mountain Club, Inc. Scottsdale AZ 06/2017 12/2019
Massmutual Springfield MA 05/2025 Present
Mml Investors Services, Llc Odenton MD 06/2025 Present
Unemployed Odenton MD 03/2024 05/2025
  • 12/2016 → 04/2021
    Northern Trust Bank
    Tempe, AZ
  • 12/2016 → 04/2021
    Northern Trust Securities, Inc.
    Tempe, AZ
  • 07/2016 → 10/2016
    Shurwest
    Scottsdale, AZ
  • 05/2021 → 03/2024
    Baltimore, MD
  • 11/2016 → 12/2016
    Unemployed
    Phoenix, AZ
  • 06/2017 → 12/2019
    Desert Mountain Club, Inc.
    Scottsdale, AZ
  • 05/2025 → Present
    Massmutual
    Springfield, MA
  • 06/2025 → Present
    Odenton, MD
  • 03/2024 → 05/2025
    Unemployed
    Odenton, MD
Previous Registrations
Other Businesses

1) NAME: My Dream Travel INV REL: N ADD: Residential Address NATURE: Home-based travel agency POSITION: Director START DATE: 01/01/2025 NO. HR/MO: 15-20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I'm involved with operations, lead marketing efforts, and handle payroll on a part-time basis. 2) NAME: Uber INV REL: N ADD: Residential Address NATURE: Uber Driver POSITION: Uber Driver START DATE: 10/01/2025 NO. HR/MO: 75-80 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Driving Uber passengers/clients to their destinations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-30
  • S66 Uniform Combined State Law Examination
    2014-01-30
Other Names
  • Desi G Berry
  • Desi Gene Berry

View on SEC IAPD

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