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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-05
TX RA APPROVED_RES 2019-09-04
VT RA APPROVED 2019-09-04
  • FL RA
    APPROVED
    Since 2019-09-05
  • TX RA
    APPROVED_RES
    Since 2019-09-04
  • VT RA
    APPROVED
    Since 2019-09-04

Branch Locations

75 Talcott Road Suite 70 [Satellite], Williston, VT 05495 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Burlington VT 04/2015 11/2016
Wells Fargo Clearing Services, Llc Burlington VT 11/2016 09/2019
Wells Fargo Advisors Financial Network, Llc Williston VT 09/2019 Present
Previous Registrations
Other Businesses

BRIODY MAHER WEALTH MANAGEMENT GROUP, LLC DBA BACKSHORE WEALTH MANAGEMENT GROUP, INVT RELATED, WILLISTON, VT, 50% OWNERSHIP, START DATE 9/9/2019, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE. BRIODY MAHER 401K; INV. RELATED; WILLISTON, VT; TRUSTEE; FINET PRACTICE 401K; START 3/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-16
  • S66 Uniform Combined State Law Examination
    2006-05-16
Designations

View on SEC IAPD

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