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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-06-13 |
Branch Locations
2901 West Blue Grass Blvd Suite 320, Lehi, UT 84048 • United States
Draper, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 10/2013 | 07/2023 |
| E*Trade Capital Management, Llc | Sandy | UT | 10/2013 | 07/2023 |
| Morgan Stanley | Sandy | UT | 01/2023 | 07/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2023 | 07/2023 |
| Morgan Stanley | Sandy | UT | 12/2023 | 05/2025 |
| Unemployed | Draper | UT | 07/2023 | 12/2023 |
| Harrisdirect, Llc | Sandy | UT | 05/2015 | 07/2023 |
| Massmutual Life Insurance Company | Lehi | UT | 05/2025 | Present |
| Mml Investors Services, Llc | Lehi | UT | 06/2025 | Present |
NAME: SHAWN HECKMAN INV REL: Y ADD: 2901 WEST BLUE GRASS BLVD SUITE 320 LEHI UT 84043 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 05/27/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH (2) NAME: SPORTING EDGE, LLC, DBA HAVOK HOCKEY INV REL: Y ADD: RESIDENTIAL NATURE: SPORTS EQUIPMENT AND APPAREL, POSITION: INVESTOR/OWNER START DATE: 12/1/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUITES: DIRECTING DEVELOPMENT OF INNOVATIVE HOCKEY BAG DESIGN AND COORDINATING BUSINESS DEVELOPMENT OF SPORTS EQUIPMENT AND APPAREL FOR RETAIL SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-06 |
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