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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-01-23
TX RA APPROVED 2023-01-23
LA RA APPROVED 2022-09-06
  • AR RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED
    Since 2023-01-23
  • LA RA
    APPROVED
    Since 2022-09-06

Branch Locations

6331 Westport Ave, Shreveport, LA 71129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Monroe LA 10/2013 07/2022
Nylife Securities Llc Monroe LA 05/2014 07/2022
State Farm Vp Management Corp West Monroe LA 07/2022 12/2022
State Farm Insurance West Monroe LA 07/2022 12/2022
State Farm Investment Management Corp West Monroe LA 09/2022 12/2022
Joseph Prudhomme Insurance Agency Shreveport LA 01/2023 Present
State Farm Investment Management Corp Shreveport LA 01/2023 Present
State Farm Vp Management Corp Shreveport LA 01/2023 Present
  • 10/2013 → 07/2022
    New York Life Insurance Co
    Monroe, LA
  • 05/2014 → 07/2022
    Nylife Securities Llc
    Monroe, LA
  • 07/2022 → 12/2022
    State Farm Vp Management Corp
    West Monroe, LA
  • 07/2022 → 12/2022
    State Farm Insurance
    West Monroe, LA
  • 09/2022 → 12/2022
    West Monroe, LA
  • 01/2023 → Present
    Joseph Prudhomme Insurance Agency
    Shreveport, LA
  • 01/2023 → Present
    Shreveport, LA
  • 01/2023 → Present
    State Farm Vp Management Corp
    Shreveport, LA
Other Businesses

1) JOSEPH PRUDOMME Insurance Agency; investment-related; 6331 Westport Ave Shreveport, LA 71129; Insurance; Agent; Owner Operator; 01/01/2023; 80;80; Individual may have limited fiduciary responsibilities. This OBA is being added per FINRA cycle exam response. 2) JMP Farms LLC; Investment-related; 371 Wall Williams West Monroe LA 71291; Investment or Commerical Property; Owner; None; 03/13/2023; 0; 0; Hunting/recreational land for personal use

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-19
S63 Uniform Securities Agent State Law Examination 2014-10-09
  • S65 Uniform Investment Adviser Law Examination
    2022-08-19
  • S63 Uniform Securities Agent State Law Examination
    2014-10-09
Other Names
  • Joseph Michael Prudhomme
  • Joseph M Prudhomme

View on SEC IAPD

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