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Dorian Shavar Holmes

Cetera Investment Advisers LLC

Atlanta, GA

CRD 6258393

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-10
  • GA RA
    APPROVED
    Since 2025-07-10

Branch Locations

2120 Powers Ferry Rd, Atlanta, GA 30339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Clemson SC 09/2011 07/2025
Wells Fargo Clearing Services, Llc Clemson SC 11/2018 07/2025
Belk Easley SC 10/2016 01/2019
Mangham Scott Wealth Management Atlanta GA 07/2025 Present
Cetera Advisors, Llc St Cloud MN 07/2025 Present
Cetera Investment Advisers, Llc Schaumburg IL 07/2025 Present
  • 09/2011 → 07/2025
    Wells Fargo Bank, Na
    Clemson, SC
  • 11/2018 → 07/2025
    Clemson, SC
  • 10/2016 → 01/2019
    Belk
    Easley, SC
  • 07/2025 → Present
    Mangham Scott Wealth Management
    Atlanta, GA
  • 07/2025 → Present
    Cetera Advisors, Llc
    St Cloud, MN
  • 07/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: MANGHAM SCOTT WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: ASSOCIATE WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WORK WITH CLIENTS AND POTENTIAL CLIENTS WITH THEIR PLANNING AND INVESTMENT NEEDS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-20
S63 Uniform Securities Agent State Law Examination 2019-01-17
  • S65 Uniform Investment Adviser Law Examination
    2019-03-20
  • S63 Uniform Securities Agent State Law Examination
    2019-01-17

View on SEC IAPD

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