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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-07-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Clemson | SC | 09/2011 | 07/2025 |
| Wells Fargo Clearing Services, Llc | Clemson | SC | 11/2018 | 07/2025 |
| Belk | Easley | SC | 10/2016 | 01/2019 |
| Mangham Scott Wealth Management | Atlanta | GA | 07/2025 | Present |
| Cetera Advisors, Llc | St Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 07/2025 | Present |
1. NAME OF OTHER BUSINESS: MANGHAM SCOTT WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: ASSOCIATE WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WORK WITH CLIENTS AND POTENTIAL CLIENTS WITH THEIR PLANNING AND INVESTMENT NEEDS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-17 |
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