Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-18
  • NY RA
    APPROVED
    Since 2022-05-18

Branch Locations

2410 North Ocean Avenue, Farmingville, NY 11738 • United States

561 Route 25A, Rocky Point, NY 11778 • United States

127 Smithtown Blvd, Nesconset, NY 11767 • United States

260A Pond Path, South Setauket, NY 11720 • United States

460 County Road 111, Manorville, NY 11949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frederick MD 04/2016 07/2018
Myrmidon Private Capital Llc Bay Shore NY 07/2018 08/2019
Cuna Brokerage Services, Inc. Waverly IA 08/2019 05/2022
Cuna Mutual Group Waverly IA 08/2019 05/2022
Lpl Financial Llc Nesconset NY 05/2022 Present
Teachers Federal Credit Union Nesconset NY 05/2022 Present
  • 04/2016 → 07/2018
    Frederick, MD
  • 07/2018 → 08/2019
    Myrmidon Private Capital Llc
    Bay Shore, NY
  • 08/2019 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 08/2019 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Nesconset, NY
  • 05/2022 → Present
    Teachers Federal Credit Union
    Nesconset, NY
Previous Registrations
Other Businesses

1) 05/18/2022 - No Business Name -Investment Related - Frederick, MD - Real Estate Rental- owner- Start Date - 12/01/2015 - 0.3 Hours Per Month 2) 05/18/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Teachers Investment Services -Investment Related - At Reported Business Location(s) 3) 04/15/2024 - Specific Solutions, Inc - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/14/2024 - 5 Hours Per Month/ During Trading 4) 09/08/2025- Spelman Pearce Pizza Properties LLC- Business Owner-Not INV Related- At Pittson, PA - Start date 10/31/2025- 10 Hours Per Month 0 hrs during trading 5) 03/04/2026 - Michael Spelman - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/31/2023 - 20 hours per month/ 5 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-26
S63 Uniform Securities Agent State Law Examination 2014-06-26
  • S65 Uniform Investment Adviser Law Examination
    2015-01-26
  • S63 Uniform Securities Agent State Law Examination
    2014-06-26
Other Names
  • Michael Spelman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Farmingville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor