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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-18 |
Branch Locations
2410 North Ocean Avenue, Farmingville, NY 11738 • United States
561 Route 25A, Rocky Point, NY 11778 • United States
127 Smithtown Blvd, Nesconset, NY 11767 • United States
260A Pond Path, South Setauket, NY 11720 • United States
460 County Road 111, Manorville, NY 11949 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frederick | MD | 04/2016 | 07/2018 |
| Myrmidon Private Capital Llc | Bay Shore | NY | 07/2018 | 08/2019 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 08/2019 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 08/2019 | 05/2022 |
| Lpl Financial Llc | Nesconset | NY | 05/2022 | Present |
| Teachers Federal Credit Union | Nesconset | NY | 05/2022 | Present |
1) 05/18/2022 - No Business Name -Investment Related - Frederick, MD - Real Estate Rental- owner- Start Date - 12/01/2015 - 0.3 Hours Per Month 2) 05/18/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Teachers Investment Services -Investment Related - At Reported Business Location(s) 3) 04/15/2024 - Specific Solutions, Inc - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/14/2024 - 5 Hours Per Month/ During Trading 4) 09/08/2025- Spelman Pearce Pizza Properties LLC- Business Owner-Not INV Related- At Pittson, PA - Start date 10/31/2025- 10 Hours Per Month 0 hrs during trading 5) 03/04/2026 - Michael Spelman - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/31/2023 - 20 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-26 |
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