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Christian Benjamin Sparacino

Osaic Wealth, Inc.

Rochester, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-06-14
NY RA APPROVED 2024-06-14
NC RA APPROVED 2024-06-14
  • CO RA
    APPROVED
    Since 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14

Branch Locations

109 S Union Street Ste 335, Rochester, NY 14607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 10/2013 11/2017
Securities America, Inc. Rochester NY 11/2017 06/2024
Securities America Advisors Rochester NY 11/2017 06/2024
Osaic Wealth, Inc. Rochester NY 06/2024 Present
Osaic Wealth, Inc. Rochester NY 06/2024 Present
  • 10/2013 → 11/2017
    Invest Financial Corp
    Tampa, FL
  • 11/2017 → 06/2024
    Securities America, Inc.
    Rochester, NY
  • 11/2017 → 06/2024
    Securities America Advisors
    Rochester, NY
  • 06/2024 → Present
    Rochester, NY
  • 06/2024 → Present
    Rochester, NY
Previous Registrations
  • 2017-12-01 → 2024-06-14
    Securities America Advisors, Inc.
    Pittsford, NY
    Rochester, NY
  • 2014-01-27 → 2017-12-06
    Invest Financial Corporation
    Pittsford, NY
Other Businesses

1. DBA: 457 Plan Service Group 2. STONE HILL STALLIONS, LLC POSITION: partner NATURE: LLC to hold property for recreational use with my wife, Brother-in-law, and Sister-in-Law. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2020 ADDRESS: 95 Summit St, Fairport NY 14450 DESCRIPTION: Own an LLC to create a joint holding of Raw Land for recreational use. 3. CHRISTIAN SPARACINO POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2019 ADDRESS: 109 S Union Street, Suite 335, Rochester NY 14607 DESCRIPTION: No sales or involvement. Strictly a disclosure in acknowledgement of my NY insurance license. A NY insurance license is needed for 457 Plan business. 4. 457 WEALTH MANAGEMENT, LLC POSITION: Owner NATURE: LLC used for tax purposes on Investment Adviser income. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 95 Summit Street, Fairport NY 14450, United States DESCRIPTION: This is used for my Investment Adviser business income

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-27
  • S66 Uniform Combined State Law Examination
    2014-01-27

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