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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
Branch Locations
109 S Union Street Ste 335, Rochester, NY 14607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 10/2013 | 11/2017 |
| Securities America, Inc. | Rochester | NY | 11/2017 | 06/2024 |
| Securities America Advisors | Rochester | NY | 11/2017 | 06/2024 |
| Osaic Wealth, Inc. | Rochester | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Rochester | NY | 06/2024 | Present |
1. DBA: 457 Plan Service Group 2. STONE HILL STALLIONS, LLC POSITION: partner NATURE: LLC to hold property for recreational use with my wife, Brother-in-law, and Sister-in-Law. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2020 ADDRESS: 95 Summit St, Fairport NY 14450 DESCRIPTION: Own an LLC to create a joint holding of Raw Land for recreational use. 3. CHRISTIAN SPARACINO POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2019 ADDRESS: 109 S Union Street, Suite 335, Rochester NY 14607 DESCRIPTION: No sales or involvement. Strictly a disclosure in acknowledgement of my NY insurance license. A NY insurance license is needed for 457 Plan business. 4. 457 WEALTH MANAGEMENT, LLC POSITION: Owner NATURE: LLC used for tax purposes on Investment Adviser income. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 95 Summit Street, Fairport NY 14450, United States DESCRIPTION: This is used for my Investment Adviser business income
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-27 |
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