Gregory Sullivan

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-06-30
NY	RA	APPROVED	2021-06-14

PA RA
APPROVED

Since 2025-06-30
NY RA
APPROVED

Since 2021-06-14

Branch Locations

Merion Station, PA • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	New York	NY	09/2012	Present
Mml Investors Services, Llc	New York	NY	11/2013	Present

09/2012 → Present

Mass Mutual Life Insurance Company

New York, NY
11/2013 → Present

Mml Investors Services, Llc

New York, NY

Other Businesses

NAME: GREGORY SULLIVAN/LENOX ADVISORS, INC INV REL: Y ADD: 90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016 NATURE: OUTSIDE INSURANCE; INDIVIDUAL AND GROUP LIFE & HEALTH, INDIVIDUAL DISABILITY POSITION: SALES/AGENT START DATE: 2/1/2014 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-27
S63	Uniform Securities Agent State Law Examination	2015-04-13

S65 Uniform Investment Adviser Law Examination

2025-06-27
S63 Uniform Securities Agent State Law Examination

2015-04-13

View on SEC IAPD