Mable Chiu Fai Tsui

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Wells Fargo Bank Na
  San Francisco, CA
• 10/2013 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP, START 12/21/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. | RENTAL PROPERTY; INV RELATED; DALY CITY, CA; 100% OWNERSHIP; START; 04/15/2026; 1 HOUR PER MONTH; 0 DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-25
• S63 Uniform Securities Agent State Law Examination
  2014-09-30

Other Names

• Mable C Tsui