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Sarah Eileen Cuozzo

Morgan Stanley

Poughkeepsie, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-11-12
CT RA APPROVED 2018-09-04
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-11-12
  • CT RA
    APPROVED
    Since 2018-09-04

Branch Locations

Beechwood Office Park., 2678 South Road, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New Windsor NY 10/2013 09/2016
Nylife Securities Llc New Windsor NY 12/2015 09/2016
National Planning Corporation Poughkeepsie NY 11/2016 11/2017
Lpl Financial Llc Poughkeepsie NY 11/2017 01/2018
Morgan Stanley Poughkeepsie NY 06/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2018 Present
Unemployed Milton NY 01/2018 06/2018
  • 10/2013 → 09/2016
    New York Life Insurance Company
    New Windsor, NY
  • 12/2015 → 09/2016
    Nylife Securities Llc
    New Windsor, NY
  • 11/2016 → 11/2017
    National Planning Corporation
    Poughkeepsie, NY
  • 11/2017 → 01/2018
    Lpl Financial Llc
    Poughkeepsie, NY
  • 06/2018 → Present
    Morgan Stanley
    Poughkeepsie, NY
  • 07/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2018 → 06/2018
    Unemployed
    Milton, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
S63 Uniform Securities Agent State Law Examination 2016-11-17
  • S66 Uniform Combined State Law Examination
    2018-09-04
  • S63 Uniform Securities Agent State Law Examination
    2016-11-17
Other Names
  • Sarah Fraley

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARAX ADVISORY PARTNERS
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEWEDGE ADVISORS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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