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Jay Warren Braxton

Cetera Investment Advisers LLC

Jacksonville, FL

CRD 6257781

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-16
  • FL RA
    APPROVED
    Since 2023-03-16

Branch Locations

8195 Point Meadows Way, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Ormond Beach FL 10/2013 11/2016
Wells Fargo Bank Na Ormond Beach FL 11/2012 08/2021
Wells Fargo Clearing Services, Llc Ormond Beach FL 11/2016 08/2021
Hancock Whitney Bank Jacksonville FL 01/2023 Present
Cetera Investment Services Llc Saint Cloud MN 01/2023 Present
Cetera Investment Advisers Llc Jacksonville FL 02/2023 Present
Crosscountry Mortgage Llc Brecksville OH 08/2021 12/2022
  • 10/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Ormond Beach, FL
  • 11/2012 → 08/2021
    Wells Fargo Bank Na
    Ormond Beach, FL
  • 11/2016 → 08/2021
    Wells Fargo Clearing Services, Llc
    Ormond Beach, FL
  • 01/2023 → Present
    Hancock Whitney Bank
    Jacksonville, FL
  • 01/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2023 → Present
    Cetera Investment Advisers Llc
    Jacksonville, FL
  • 08/2021 → 12/2022
    Crosscountry Mortgage Llc
    Brecksville, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-22
S63 Uniform Securities Agent State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2023-02-22
  • S63 Uniform Securities Agent State Law Examination
    2013-11-27
Other Names
  • Jay Warren Braxton

View on SEC IAPD

Nearby Firms

LPL ENTERPRISE, LLC
MADDEN ADVISORY SERVICES, INC.
SANCHEZ WEALTH MANAGEMENT GROUP, LLC

Nearby Investors

ANTHONY JOSEPH DE BELLIS
RYAN ALEXANDER WILLIAMS
JORDAN Christopher LACY

Nearby Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL

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