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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-22
  • IL RA
    APPROVED
    Since 2024-05-22

Branch Locations

8750 W Bryn Mawr Ste 1300, Chicago, IL 60631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Naperville IL 08/2007 11/2016
Bmo Harris Financial Advisors Naperville IL 10/2013 11/2016
U.S. Bank Naperville IL 11/2016 03/2019
U.S. Bancorp Investments, Inc. Naperville IL 12/2016 09/2020
Morgan Stanley Oak Brook IL 09/2020 07/2023
Old National Bank Chicago IL 05/2024 Present
Unemployed Glen Ellyn IL 07/2023 05/2024
Lpl Financial Llc Chicago IL 05/2024 Present
  • 08/2007 → 11/2016
    Bmo Harris
    Naperville, IL
  • 10/2013 → 11/2016
    Bmo Harris Financial Advisors
    Naperville, IL
  • 11/2016 → 03/2019
    U.S. Bank
    Naperville, IL
  • 12/2016 → 09/2020
    Naperville, IL
  • 09/2020 → 07/2023
    Oak Brook, IL
  • 05/2024 → Present
    Old National Bank
    Chicago, IL
  • 07/2023 → 05/2024
    Unemployed
    Glen Ellyn, IL
  • 05/2024 → Present
    Chicago, IL
Previous Registrations
  • 2020-10-08 → 2023-08-11
    Lisle, IL
    Oak Brook, IL
    Orland Park, IL
    Geneva, IL
    Bourbonnais, IL
  • 2018-10-30 → 2020-09-14
    Naperville, IL
    Plainfield, IL
    Aurora, IL
    Lisle, IL
    Naperville, IL
    Lisle, IL
Other Businesses

1) 05/2024 - No Business Name - Real Estate Rental - Inv. Related - Davenport, FL 33897 - Co-owner - Start Date 06/03/2022 - 1hr/month - 0% time spent 2) 05/2024 - Sunny Rays Properties, LLC - Real Estate Rental - Inv. Related - CoIumbus, Ohio 43204 - Co-owner - Start Date 04/12/2024 - 0hrs/month - 0% time spent 3) 05/2024 - Rental - Real Estate Rental - Inv. Related - Chicago IL 60647 and Villa Park, IL 60181-1731 - Co-owner - Start Date 05/10/2024 - 0hrs/month - 0% time spent 4) 05/2024 - Old National Bank - Financial Institution Duty - Inv. Related - CHICAGO IL - Senior Private Banker - Start Date 03/11/2024 - 160hrs/month - 100% time spent 5) 01/08/2025 - SARAH BOLOUS - Investment Related - Columbus, OH - Real Estate Rental - Start Date:12/20/2024 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-30
S63 Uniform Securities Agent State Law Examination 2014-06-11
  • S66 Uniform Combined State Law Examination
    2018-10-30
  • S63 Uniform Securities Agent State Law Examination
    2014-06-11
Other Names
  • Sarah Fouad
  • Sarah Bolous

View on SEC IAPD

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