Kirti Rosenbaum

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 02/2019
  Farmers Insurance
  Princeton, NJ
• 10/2013 → 02/2019
  Farmers Financial Solutions
  Princeton, NJ
• 04/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 05/2019 → 01/2024
  J&M Windows
  King Of Prussia, PA
• 08/2006 → 05/2019
  Rosenbaum Insurance Agency, Llc
  Princeton, NJ
• 01/2024 → 04/2024
  Dream Home Roofers, Llc
  Voorhees, NJ
• 09/2025 → Present
  Bank Of America, N.A.
  Pennington, NJ

Other Businesses

I*1870276, Entity Type: For Profit, Name of OBA: Upstream Media, LLC. Address: Pennington, New Jersey08534 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/31/2021 No Hours: 0 No Hours during trading: 0 Duties: The entity is a data collection and analytics company. I am the sole founding member and act as President and current sole owner. I will be responsible for dissolving the LLC in 2024. I*4680347, Entity Type: Entity For Profit, Name of OBA: AllseasonX, LLC. , Address: Allentown, Pennsylvania, 18104, Investment Related: N, Position, Title, Association: ["Consultant/Independent Contractor"], Employee Start Date: 06/12/2026, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: I will assist in scheduling appointments, designing construction projects, and quoting pricing for projects. Windows and Doors - replacement, construction, sales

Exams

• S66 Uniform Combined State Law Examination
  2024-08-16

Other Names

• Kirt Pal Rosenbaum
• Kirti Pal Rosenbaum
• Kurt Rosenbaum
• Kirt Paul Rosenbaum
• Kirti Paul Rosenbaum
• Kirt Rosenbaum