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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-07-19
OH RA APPROVED 2022-05-27
  • GA RA
    APPROVED
    Since 2022-07-19
  • OH RA
    APPROVED
    Since 2022-05-27

Branch Locations

Cartersville, GA • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Archbold OH 04/2016 09/2019
Raymond James Financial Services, Inc Archbold OH 09/2019 01/2022
Raymond James Financial Services Advisors Archbold OH 09/2019 01/2022
Cetera Advisor Networks El Segundo CA 01/2022 05/2022
Bar Financial, Llc Westlake OH 01/2022 05/2022
Raymond James Financial Services, Inc. Cartersville GA 05/2022 Present
Raymond James Financial Services Advisors, Inc Cartersville GA 05/2022 Present
  • 04/2016 → 09/2019
    Raymond James & Associates
    Archbold, OH
  • 09/2019 → 01/2022
    Raymond James Financial Services, Inc
    Archbold, OH
  • 09/2019 → 01/2022
    Raymond James Financial Services Advisors
    Archbold, OH
  • 01/2022 → 05/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2022 → 05/2022
    Bar Financial, Llc
    Westlake, OH
  • 05/2022 → Present
    Raymond James Financial Services, Inc.
    Cartersville, GA
  • 05/2022 → Present
    Cartersville, GA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: TRUSTEE; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: FAMILY TRUST / TRUSTEE; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: TRUSTEE; 2. NAME OF OTHER BUSINESS: POA; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: POA FOR SPOUSE; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: POA; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: POA FOR SPOUSE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-12
S63 Uniform Securities Agent State Law Examination 2013-12-05
  • S65 Uniform Investment Adviser Law Examination
    2018-07-12
  • S63 Uniform Securities Agent State Law Examination
    2013-12-05
Other Names
  • Michael J Dijak
  • Michael Dijak
  • Michael Jacob Dijak

View on SEC IAPD

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