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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-07-19 |
| OH | RA | APPROVED | 2022-05-27 |
Branch Locations
Cartersville, GA • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Archbold | OH | 04/2016 | 09/2019 |
| Raymond James Financial Services, Inc | Archbold | OH | 09/2019 | 01/2022 |
| Raymond James Financial Services Advisors | Archbold | OH | 09/2019 | 01/2022 |
| Cetera Advisor Networks | El Segundo | CA | 01/2022 | 05/2022 |
| Bar Financial, Llc | Westlake | OH | 01/2022 | 05/2022 |
| Raymond James Financial Services, Inc. | Cartersville | GA | 05/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Cartersville | GA | 05/2022 | Present |
1. NAME OF OTHER BUSINESS: TRUSTEE; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: FAMILY TRUST / TRUSTEE; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: TRUSTEE; 2. NAME OF OTHER BUSINESS: POA; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: POA FOR SPOUSE; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: POA; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: POA FOR SPOUSE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-05 |
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