Les Eisel

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2017
  Lincoln Financial Distributors
  Radnor, PA
• 04/2017 → 11/2019
  Lincoln Financial Securities Corporation
  Philadelphia, PA
• 04/2017 → 11/2019
  Lincoln Financial Advisors Corporation
  Philadelphia, PA
• 08/2022 → 10/2024
  Thrivent Investment Management Inc
  Newtown Square, PA
• 11/2019 → 08/2022
  First State Trust Company
  Wilmington, DE
• 09/2022 → 10/2024
  Thrivent Financial
  Appleton, WI
• 10/2024 → Present
  Mass Mutual Life Insurance Company
  New Castle, DE
• 11/2024 → Present
  Mml Investors Services Llc
  New Castle, DE

Previous Registrations

• 2022-11-21 → 2024-10-29
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Newtown Square, PA
• 2017-04-05 → 2018-11-14
  Osaic Fs, Inc.
  Radnor, PA
• 2015-02-16 → 2015-05-04
  Northwestern Mutual Investment Services, Llc
  Philadelphia, PA

Other Businesses

Name: LAE Holdings LLC Inv rel: Y Add: At Residential Address Nature/Duties: LLC used for pass through entity for income received from consulting and from other entities Position: Managing Member Start date: 12/23/2025 No. HR/MO: 6 No. HR/MO during sec trading: 0

Exams

• S66 Uniform Combined State Law Examination
  2022-11-18
• S65 Uniform Investment Adviser Law Examination
  2015-02-13
• S63 Uniform Securities Agent State Law Examination
  2014-09-30

Other Names

• Les Everett Eisel