Travis Lee Rivers

Current Employers

Employment History

• 09/2013 → 09/2025
  Avantax Investment Services, Inc.
  Fortville, IN
• 09/2013 → Present
  Robert C. Winters Professional Corporation
  Carthage, IN
• 10/2014 → 09/2025
  Avantax Advisory Services
  Fortville, IN
• 01/2014 → Present
  Winters Cpa Group Llc
  Carthage, IN
• 08/2016 → 09/2025
  Avantax Insurance Agency, Llc
  Fortville, IN
• 11/2018 → Present
  Rfs, Lllc
  Fortville, IN
• 10/2024 → Present
  Lt Squared Properties Llc
  Fortville, IN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Fortville, IN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-10-23 → 2025-09-05
  Avantax Advisory Services
  Mccordsville, IN
  Fortville, IN

Other Businesses

1) RFS, LLLC~'NIR'~415 W Broadway Street, Suite E~Fortville~IN~46040~Accounting Services/Tax Preparation~Owner~11/1/2018~140hrs~110hrs~My duties will consist of preparing, reviewing and filing of all tax returns. Also, I will be performing monthly accounting work. 2) MARAUDER BASEBALL CLUB POSITION: Prepare Tax Return NATURE: This is a travel baseball organization. I am an authorized signer on bank account. I am not on the board of directors, I only prepare the annual tax return. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2024 ADDRESS: 796 W State Road 234, Fortville IN 46040, United States DESCRIPTION: Authorized signer on bank account. I am not on the board of directors, I only prepare the annual tax return. 3) LT SQUARED PROPERTIES LLC POSITION: Managing Member NATURE: This entity owns the building our office operates out of. We moved into the location in October of 2024 and started making rental payments from our tax office to this entity in October. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/28/2024 ADDRESS: 102 S Merrill Street, Fortville IN 46040, United States DESCRIPTION: My wife and I own this property 50/50. We manage the property. This is the only property under this entity. 1) Maintain building

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-14
• S63 Uniform Securities Agent State Law Examination
  2014-09-23