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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2004-11-18 |
Branch Locations
13681 East 116Th Street, Fishers, IN 46037 • United States
16864 Clover Road, Noblesville, IN 46060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Cincinnati | OH | 03/1999 | Present |
Fall Creek Jr High - 12001 Olio Rd, Fishers, IN 46037 - boy's golf team - coach - 32 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-13 |
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