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Sara Christen Oatt

Transamerica Financial Advisors, LLC

Las Vegas, NV

Cedar Rapids, IA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
NV RA APPROVED 2026-01-02
IA RA APPROVED 2025-10-17
  • CA RA
    APPROVED
    Since 2026-01-02
  • NV RA
    APPROVED
    Since 2026-01-02
  • IA RA
    APPROVED
    Since 2025-10-17

Branch Locations

Las Vegas, NV • United States

6400 C St Sw, Cedar Rapids, IA 52499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 06/2017 10/2017
Lpl Financial San Diego CA 09/2014 06/2017
Lpl Financial Llc San Diego CA 10/2017 09/2021
Fidelity Investments Westlake TX 09/2021 02/2022
Lpl Financial San Diego CA 03/2022 09/2025
Transamerica Financial Advisors Cedar Rapids IA 10/2025 Present
Wfgia Cedar Rapids IA 09/2025 Present
  • 06/2017 → 10/2017
    Td Ameritrade
    San Diego, CA
  • 09/2014 → 06/2017
    Lpl Financial
    San Diego, CA
  • 10/2017 → 09/2021
    Lpl Financial Llc
    San Diego, CA
  • 09/2021 → 02/2022
    Fidelity Investments
    Westlake, TX
  • 03/2022 → 09/2025
    Lpl Financial
    San Diego, CA
  • 10/2025 → Present
    Transamerica Financial Advisors
    Cedar Rapids, IA
  • 09/2025 → Present
    Wfgia
    Cedar Rapids, IA
Previous Registrations
  • 2022-03-22 → 2025-10-02
    Lpl Financial Llc
    San Diego, CA
    Chula Vista, CA
  • 2021-11-02 → 2022-03-18
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 2021-07-20 → 2021-10-14
    Lpl Financial Llc
    San Diego, CA
Other Businesses

Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-26
S63 Uniform Securities Agent State Law Examination 2017-07-17
  • S65 Uniform Investment Adviser Law Examination
    2021-03-26
  • S63 Uniform Securities Agent State Law Examination
    2017-07-17
Other Names
  • Sara Christen Oatt
  • Sara Oatt

View on SEC IAPD

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