Kimberly M Hardy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2017-08-30
TX	RA	APPROVED	2015-04-16
NM	RA	APPROVED	2015-03-05

AR RA
APPROVED

Since 2017-08-30
TX RA
APPROVED

Since 2015-04-16
NM RA
APPROVED

Since 2015-03-05

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jonesboro	AR	09/2013	Present
Bank Of America, N.A.	Jonesboro	AR	08/2017	Present

09/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jonesboro, AR
08/2017 → Present

Bank Of America, N.A.

Jonesboro, AR

Other Businesses

I*954281, Name of OBA: GrubHub Address: Chicago, IL Investment Related: No Position, Title, Association: Other, Food Delivery Driver Employee Start Date: 8/12/2022 No Hours: 15 Weekly No Hours during trading: 0 Duties: Food delivery service I*5117295, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Instacart, Address: San Fransisco, California, 94105, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 08/01/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Shop from local retailers and deliver orders to customers, Delivery service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-03

S66 Uniform Combined State Law Examination

2015-03-03

Other Names

Kimberly Megan Brooks
Kimberly Megan Hardy

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