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Lucas Martin Bruggeman

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-01-03
  • IN RA
    APPROVED
    Since 2017-01-03

Branch Locations

201 N. Illinois Street, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Securities Corporation Indianapolis IN 09/2014 12/2016
Stifel Nicolaus & Co Inc Indianapolis IN 01/2017 Present
  • 09/2014 → 12/2016
    City Securities Corporation
    Indianapolis, IN
  • 01/2017 → Present
    Stifel Nicolaus & Co Inc
    Indianapolis, IN
Previous Registrations
  • 2014-10-15 → 2016-12-31
    City Securities Corporation
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-14
S63 Uniform Securities Agent State Law Examination 2014-01-13
  • S66 Uniform Combined State Law Examination
    2014-10-14
  • S63 Uniform Securities Agent State Law Examination
    2014-01-13
Other Names
  • Lucas M Bruggeman

View on SEC IAPD

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