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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-20 |
| WA | RA | APPROVED | 2018-03-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Camas | WA | 01/2014 | 05/2017 |
| Fisher Investments | Camas | WA | 08/2015 | Present |
| Name of the other business: WASHINGTON OFFICIALS ASSOCIATION | Investment-related? NO | Address of the other business: 435 MAIN AVENUE S, RENTON, WA 98057 | Nature of the other business: PROVIDING QUALIFIED OFFICIALS FOR WIAA SANCTIONED EVENTS | Position, title, or relationship with the other business: FOOTBALL OFFICIAL | Start date of your relationship: 08/01/2014 | Approximate number of hours/month you devote to the other business: 100 (AUGUST - NOVEMBER) AND 2 (REMAINDER OF THE YEAR) | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: OFFICIATING HIGH SCHOOL AND COLLEGE FOOTBALL GAMES IN WA STATE AUGUST THROUGH NOVEMBER EACH YEAR Name of the other business: EVERGREEN FOOTBALL OFFICIALS' ASSOCIATION Investment-related? NO Address of the other business: P.O. BOX 65697, VANCOUVER, WA 98665 Nature of the other business: PROVIDING HIGH SCHOOL FOOTBALL OFFICIALS FOR CLARK, SKAMANIA, AND COWLITZ COUNTY HIGH SCHOOLS, MIDDLE SCHOOLS, AND YOUTH SPORTS LEAGUES Position, title, or relationship with the other business: BOARD MEMBER Start date of your relationship: 03/02/2020 Approximate number of hours/month you devote to the other business: 1-5 Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: MAKE DECISIONS REGARDING REFEREE TRAINING, DEVELOPMENT, AND RETENTION, AS WELL AS PROVIDING OPINIONS REGARDING DEPLOYMENT OF THE ORGANIZATIONS FUNDS TO THOSE ENDS. I WILL NOT BE PROVIDING INVESTMENT ADVICE, BUT I WILL BE OPINING ON HOW I BELIEVE THE FUNDS THE ORGANIZATION COLLECTS SHOULD BE ALLOCATED TO SCHOLARSHIPS, RECRUITING, AND COVERING OPERATING EXPENSES. Name of the other business: NORTHWEST INTERCOLLEGIATE FOOTBALL OFFICIALS ASSOCIATIONS Investment-related? NO Address of the other business: 30804 229th Pl SE, BLACK DIAMOND, WA 98010 Nature of the other business: PROVIDING COLLEGE FOOTBAL OFFICIALS TO SMALL COLLEGES ON THE WEST COAST OF THE US AND CANADA Position, title, or relationship with the other business: REFEREE Start date of your relationship: 06/01/21 Approximate number of hours/month you devote to the other business: 6-10 Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: REFEREE NCAA, DIVIDION II AND DIVISION III COLLEGE FOOTBALL IN WASHINGTON, IDAHO, OREGON, CALFORNIA AND B.C, CANADA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-16 |
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