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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-10 |
| TX | RA | APPROVED | 2014-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Augustine | FL | 09/2013 | Present |
| Bank Of America, N.A. | St Augustine | FL | 02/2014 | Present |
I*68004 For profit or not for profit: Non-Profit Organization Name of outside business organization: Florida Army National Guard Investment related: N Address of business: St. Augustine, Florida 32084 Nature of business: Other,We are run and funded by the State of Florida Position, title, association: Part-Time, Start date of relationship: 10/28/2008 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serve as a soldier in the FLARNG. Maintain readiness for wartime, in theatre execuation of a Army regulated Finane office.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-27 |
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