Eric Steen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  St. Augustine, FL
• 02/2014 → Present
  Bank Of America, N.A.
  St Augustine, FL

Other Businesses

I*68004 For profit or not for profit: Non-Profit Organization Name of outside business organization: Florida Army National Guard Investment related: N Address of business: St. Augustine, Florida 32084 Nature of business: Other,We are run and funded by the State of Florida Position, title, association: Part-Time, Start date of relationship: 10/28/2008 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serve as a soldier in the FLARNG. Maintain readiness for wartime, in theatre execuation of a Army regulated Finane office.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-27

Other Names

• Eric Robert Steen