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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-12-07 |
| NE | RA | APPROVED | 2023-12-04 |
| TX | RA | APPROVED_RES | 2021-04-05 |
| MA | RA | APPROVED | 2021-04-01 |
Branch Locations
7 Prince Place Suite 202, Newburyport, MA 01950 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandt Wealth Advisors | Newburyport | MA | 10/2013 | Present |
| Lpl Financial Llc | Newburyport | MA | 12/2015 | Present |
| Flagship Harbor Advisors, Llc | Newburyport | MA | 02/2016 | 04/2021 |
| Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc) | Newburyport | MA | 04/2021 | Present |
1. 11/4/2015: Brandt Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2013 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 1/6/2020 - FP Focus LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/01/2018 - 15 Hours Per Month/0 Hours During Securities Trading. 3. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-16 |
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