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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-12-07
NE RA APPROVED 2023-12-04
TX RA APPROVED_RES 2021-04-05
MA RA APPROVED 2021-04-01
  • NH RA
    APPROVED
    Since 2023-12-07
  • NE RA
    APPROVED
    Since 2023-12-04
  • TX RA
    APPROVED_RES
    Since 2021-04-05
  • MA RA
    APPROVED
    Since 2021-04-01

Branch Locations

7 Prince Place Suite 202, Newburyport, MA 01950 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandt Wealth Advisors Newburyport MA 10/2013 Present
Lpl Financial Llc Newburyport MA 12/2015 Present
Flagship Harbor Advisors, Llc Newburyport MA 02/2016 04/2021
Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc) Newburyport MA 04/2021 Present
  • 10/2013 → Present
    Brandt Wealth Advisors
    Newburyport, MA
  • 12/2015 → Present
    Lpl Financial Llc
    Newburyport, MA
  • 02/2016 → 04/2021
    Newburyport, MA
  • 04/2021 → Present
    Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc)
    Newburyport, MA
Previous Registrations
Other Businesses

1. 11/4/2015: Brandt Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2013 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 1/6/2020 - FP Focus LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/01/2018 - 15 Hours Per Month/0 Hours During Securities Trading. 3. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-16
  • S66 Uniform Combined State Law Examination
    2016-02-16

View on SEC IAPD

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