Keith P Behrmann

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2021 → Present
  Noviello Financial Group, Inc.
  Bridgewater, NJ
• 04/2013 → 08/2021
  Am Best Company
  Oldwick, NJ
• 11/2021 → Present
  Vicus Capital, Inc.
  Bridgewater, NJ
• 11/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2022 → Present
  Shea Blvd 5122-1167 Llc
  Phoenix, AZ
• 05/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: VICUS CAPITAL - CRD# 116021; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 5/2024; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 2. NAME OF OTHER BUSINESS: OAK LINE ENTERPRISE LLC INVESTMENT RELATED: NO ADDRESS: RANDOLPH NJ 07869 NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: CHIEF FINANCIAL OFFICER 3. NAME OF OTHER BUSINESS: KB DIVING LLC INVESTMENT RELATED: NO ADDRESS: RANDOLPH NJ 07869 NATURE OF BUSINESS: SPORTS AND RECREATION TRAINING START DATE: 09/2019 POSITION/TITLE/RELATIONSHIP: SCUBA INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PADI CERTIFIED DIVERMASTER LEADING SCUBA EXPERIENCE PROGRAMS 4. NAME OF OTHER BUSINESS: NOVIELLO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNING ANALYST APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: SHEA BLVD 5122-1167 LLC INVESTMENT RELATED: NO ADDRESS: PHOENIX, AZ 85024 NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE LEASING START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: OVERSEEING A THIRD-PARTY PROPERTY MANAGEMENT COMPANY AND PROCESSING ALL ANNUAL LEGAL/TAX FILINGS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-08-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant
• Chartered Financial Analyst

Other Names

• Keith Behrmann
• Keith Patrick Behrmann