Theresa Marie Ferrise

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 12/2016
  Multi-Capital Funding
  St. Louis Park, MN
• 11/2017 → 12/2019
  Thrivent Investment Management Inc.
  Woodbury, MN
• 04/2015 → 09/2016
  Unemployed
  Lake Elmo, MN
• 12/2016 → 10/2017
  Unemployed
  Lake Elmo, MN
• 11/2017 → 12/2019
  Thrivent Financial
  Appleton, WI
• 12/2019 → 07/2021
  Waddell & Reed, Inc.
  Bloomington, MN
• 12/2019 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Lake Elmo, MN
• 07/2021 → Present
  Lpl Financial Llc
  Bloomington, MN

Previous Registrations

• 2019-12-02 → 2021-07-21
  Waddell & Reed
  Bloomington, MN
  Savage, MN
• 2018-01-30 → 2019-12-03
  Thrivent Investment Management Inc.
  Hudson, WI
  Minneapolis, MN
  Woodbury, MN
  Golden Valley, MN
  Minneapolis, MN

Other Businesses

1)01/2020 - DBA for LPL Business (entity for LPL business) / Lakeshore Group Wealth Management / Investment Related / 45% / Bloomington, MN 55435

Exams

• S66 Uniform Combined State Law Examination
  2018-01-29
• S63 Uniform Securities Agent State Law Examination
  1999-06-18

Other Names

• Terri Ferrise
• Theresa Marie Ferrise
• Theresa Marie Brandt
• Terri Marie Ferrise
• Theresa Ferrise