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Alexander Frasier Maffett

Rbc Capital Markets, LLC

Richmond, VA

Midlothian, VA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
VA RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28
  • VA RA
    APPROVED
    Since 2022-01-28

Branch Locations

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Midlothian, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Richmond VA 10/2013 02/2021
Truist Investment Services, Inc. Richmond VA 02/2021 01/2022
Truist Advisory Services, Inc. Atlanta GA 03/2021 01/2022
Rbc Capital Markets, Llc Richmond VA 01/2022 Present
City National Bank Richmond VA 05/2022 Present
  • 10/2013 → 02/2021
    Bb&T Securities
    Richmond, VA
  • 02/2021 → 01/2022
    Truist Investment Services, Inc.
    Richmond, VA
  • 03/2021 → 01/2022
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 01/2022 → Present
    Rbc Capital Markets, Llc
    Richmond, VA
  • 05/2022 → Present
    City National Bank
    Richmond, VA
Previous Registrations
  • 2021-03-02 → 2022-01-31
    Truist Advisory Services, Inc.
    Atlanta, GA
    Richmond, VA
  • 2014-07-03 → 2021-03-02
    Bb&T Securities, Llc
    Richmond, VA
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-02
  • S66 Uniform Combined State Law Examination
    2014-07-02
Other Names
  • Alexander Maffett
  • Alexander Fraiser Maffett

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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