Laurie Michelle Martin

Current Employers

Employment History

• 10/2008 → 01/2017
  Rains And Spiegel, Llc
  Blue Springs, MO
• 02/2014 → 10/2017
  National Planning Corporation
  Independence, MO
• 10/2017 → 01/2024
  Woodbury Financial Services Inc
  Independence, MO
• 01/2024 → Present
  Osaic Wealth, Inc.
  Lee'S Summit, MO

Previous Registrations

• 2017-10-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lee'S Summit, MO
  Independence, MO
  Chesterfield, MO
• 2015-05-14 → 2017-10-27
  National Planning Corporation
  Independence, MO

Other Businesses

1. LAURIE MARTIN POSITION: Agent NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2015 ADDRESS: 3640 NE Ralph Powell Rd, Lees Summit MO 64064, United States DESCRIPTION: Fixed insurance and fixed and fixed indexed annuity sales 2. MARTIN TAX AND FINANCIAL SERVICES POSITION: Registered rep/iar NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2014 ADDRESS: 3640 NE Ralph Powell Rd, Lees Summit MO 64064, United States DESCRIPTION: This is the dba name used for our services. 3. LAURIE MARTIN POSITION: Attorney NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2019 ADDRESS: 3640 NE Ralph Powell Rd, Lees Summit MO 64064, United States DESCRIPTION: I am an active, licensed attorney in the State of Missouri and have been appointed by the court to represent indigent defendants. I also occasionally provide volunteer legal services and provide legal services for a fee. I do not provide legal services in connection with any investment related business. 4. LM FINANCIAL, LLC POSITION: owner/member NATURE: Llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2021 ADDRESS: 3640 NE Ralph Powell Rd., Lees Summit MO 64064, United States DESCRIPTION: Own commercial real estate and lease to Martin Tax & Financial Services for use as tax and financial services office. 5. MIKE MARTIN & ASSOCIATES, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: 3640 NE Ralph Powell Rd, Lees Summit MO 64064, United States DESCRIPTION: I am the sole owner of this corporation that is in the business of providing tax and financial services. I serve as an officer and director of the corporation as well as a financial advisor. This business operates under the dba "Martin Tax & Financial Services" which has already been disclosed in another OBA. This OBA is being provided in order to disclose the actual corporate name of the business. 6. MARTIN TAX & FINANCIAL SERVICES POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: 3640 NE Ralph Powell Rd, Lees Summit MO 64064, United States DESCRIPTION: I am the sole owner of this corporation that is in the business of providing tax and financial services. I serve as an officer and director of the corporation. I provide tax guidance and advice to clients on occasion.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-24

Other Names

• Laurie M Martin
• Laurie Michelle Schulze