Tobin Carroll Nadeau

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2025-02-18
TX	RA	APPROVED_RES	2021-01-29

VT RA
APPROVED

Since 2025-02-18
TX RA
APPROVED_RES

Since 2021-01-29

Branch Locations

South Burlington, VT • United States

380 Hurricane Lane #201, Williston, VT 05495 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Penn Mutual Life Insurance Co	Horsham	PA	07/2014	01/2021
Hornor Townsend & Kent Inc	Horsham	PA	09/2013	01/2021
Lpl Financial, Llc	South Burlington	VT	01/2021	Present

07/2014 → 01/2021

Penn Mutual Life Insurance Co

Horsham, PA
09/2013 → 01/2021

Hornor Townsend & Kent Inc

Horsham, PA
01/2021 → Present

Lpl Financial, Llc

South Burlington, VT

Previous Registrations

2016-04-14 → 2021-01-29

Hornor, Townsend & Kent, Llc

S Burlington, VT

Other Businesses

1. 01/01/1998 - TAKE IT EASEL LLC/ OTHER/ NOT INVESTMENT RELATED/ 0%/ SOUTH BURLINGTON, VT 2. 05/05/2023 - Pinnacle Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/11/2023 - 120 Hours Per Month/120 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-03

S66 Uniform Combined State Law Examination

2016-03-03

View on SEC IAPD