Frederick W. Cotton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 10/2016
  Ameritas Investment Corp.
  Lincoln, NE
• 06/2008 → Present
  Retirement Planning Partners Llc
  North Haven, CT
• 06/2006 → 10/2016
  Ameritas Life Insurance
  Lincoln, NE
• 10/2016 → 09/2020
  Securities Service Network
  North Haven, CT
• 10/2016 → 09/2020
  Ssn Advisory Inc
  North Haven, CT
• 09/2020 → 10/2020
  Securities America, Inc.
  North Haven, CT
• 09/2020 → 10/2020
  Securities America Advisors, Inc.
  La Vista, NE
• 10/2020 → Present
  Lpl Financial Llc
  North Haven, CT

Previous Registrations

• 2020-09-18 → 2020-10-09
  Securities America Advisors, Inc.
  La Vista, NE
• 2016-10-11 → 2020-09-18
  Ssn Advisory, Inc.
  North Haven, CT
• 2006-10-24 → 2016-11-07
  Ameritas Investment Company, Llc
  Lincoln, NE
  North Haven, CT
  Westerville, OH

Other Businesses

1)10/06/2020 - RETIREMENT PLANNING PARTNERS, LLC. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2008 2)10/06/2020 - FRED W. COTTON - Non-Variable Insurance - inv rel - at reported business location(s) - start: 04/2004 - 8 hr/mth 3)10/06/2020 - RETIREMENT PLANNING PARTNERS, LLC. - Insurance Agency - inv rel - at reported business location(s) - start: 02/2008 - 16 hr/mth 4)10/06/2020 - RETIREMENT PLANNING PARTNERS PROPERTY LLC. - Owner of Real Estate Rental - Business Entity For Tax/Investment Purposes Only- inv rel - at reported business location(s) - start: 08/2014 - 1 hr/mth

Exams

• S66 Uniform Combined State Law Examination
  2006-08-02