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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-10-04
  • MA RA
    APPROVED
    Since 2023-10-04

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Walpole, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2013 06/2020
Unemployed Walpole MA 06/2020 03/2021
Amundi Us, Inc. Boston MA 04/2021 05/2022
Commonwealth Financial Network Waltham MA 09/2023 Present
Human Interest Advisors San Francisco CA 06/2022 02/2023
Unemployed Boston MA 02/2023 09/2023
  • 09/2013 → 06/2020
    Waltham, MA
  • 06/2020 → 03/2021
    Unemployed
    Walpole, MA
  • 04/2021 → 05/2022
    Amundi Us, Inc.
    Boston, MA
  • 09/2023 → Present
    Waltham, MA
  • 06/2022 → 02/2023
    Human Interest Advisors
    San Francisco, CA
  • 02/2023 → 09/2023
    Unemployed
    Boston, MA
Previous Registrations
Other Businesses

Owner (Sole Proprietor), Weeden Photography, offering photography services/events; As of 04/01/2019; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-11
  • S66 Uniform Combined State Law Examination
    2014-09-11

View on SEC IAPD

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