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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-11 |
Branch Locations
2615 Calder Ave Ste 150, Beaumont, TX 77702-1957 • United States
2727 Allen Pkwy., Ste. 1500, Houston, TX 77019-2127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Llc | Baltimore | MD | 10/2013 | 01/2017 |
| Morgan Stanley | Houston | TX | 01/2017 | 10/2025 |
| Morgan Stanley Private Bank, N.A. | Houston | TX | 01/2017 | 07/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2022 | 10/2025 |
| Ameriprise Financial Services, Llc | Houston | TX | 11/2025 | Present |
Business Ownership; Fidi Consi LLC; Owner; Manage Ameriprise Business; 1320 Montrose Blvd, 840, Houston, TX, 77019; Investment-Related; 01/31/2026; 60 hours per month; 60 during trading hours. Outside Employment; Q5 Operations LLC; I am a Financial Advisor teamed with Q5 Wealth Management at Ameriprise. I do not hold an officer role or equity ownership in the Q5 Operations LLC.; Manage advisory business; 2727 Allen Parkway, Suite 1500, Houston, TX, 77019; Investment-Related; 11/11/2025; 60 hours per month; 60 during trading hours / Fidi Consi LLC; Owner; Manage advisory business; 1320 Montrose Blvd, 840, Houston, TX, 77019; Investment-Related; 01/31/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-31 |
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