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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-18 |
Branch Locations
26 Market Street Suite 116, St. Simons Island, GA 31522 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | St Simon Island | GA | 07/2014 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Simons Island | GA | 11/2016 | 03/2018 |
| Bank Of America, N.A. | Saint Simons Island | GA | 11/2016 | 03/2018 |
| Peachtree Planning Corporation | Atlanta | GA | 09/2013 | 10/2016 |
| Suntrust Investment Services, Inc | Atlanta | GA | 03/2018 | 09/2025 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 03/2018 | 09/2025 |
| Stifel | St. Simon Island | GA | 09/2025 | Present |
1. Fellowship of Christian Athletes; 3228 Shrine Rd Brunswick, GA 31520; Faith based organization that mentors to high school and college students; Director of Annual Golf Tournament; I help organize and fundraise for the tournament through individual and corporate donors; 10/01/2021; 10hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-27 |
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